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EPIDEMIOLOGY OF LEARNING [INTELLECTUAL] DISABILITY
AND COMORBID CONDITIONS
Vee P Prasher
Basic principles
Epidemiology is essentially the study of a disorder in a given
population. Knowledge of the distribution of a disorder in a population
can increase understanding of the causes and how best to manage
it. Epidemiological research may investigate:
- the causes of a disease
- the natural history of a disease
- the characteristics of a disease, influenced by such factors
as age, sex, social class and ethnic background.
Research may be used to test the efficacy and efficiency of healthcare
intervention to prevent or treat the disorder. It may also assist
in healthcare planning. Figure 1 lists commonly used measures
of disease frequency.
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FIGURE 1: COMMONLY USED MEASURES OF DISEASE FREQUENCY
| Measure |
Definition |
| Point prevalence rate |
Refers to the proportion of people in a defined population
who are affected by the disorder at a given point in
time. |
| Period prevalence rate |
Proportion of people who are affected by a disorder
at any time within a stated period. |
| Incidence rate |
Measure of new episodes of illness: the proportion
of formerly well subjects who developed an illness in
a defined period of time (usually 1 year) |
| Relative Risk (RR) |
The ratio of the incidence of an outcome in those
that are exposed to a certain risk factor compared to
the incidence in an exposed group |
| Odds Ratio (OR) |
The ratio of the odds of disease in exposed individuals
relative to the unexposed |
| Number needed to treat (NNT) |
Meaningful way of expressing the benefit of any intervention:
relates to how many individuals need to be treated for
one individual to benefit |
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Epidemiological strategies
There are a number of general epidemiological strategies which
are important in terms of epidemiological research.
Case definition - this is a principal issue in
epidemiological research. Although it may appear straightforward,
there are a number of issues relating to the questions 'what is
a case?' or 'how is any given illness defined?' In psychiatry,
this is an important issue, particularly when many disorders are
continuous rather than discrete phenomena. For example, in people
with intellectual disabilities considerable uncertainty remains
regarding the valid detection of autism or dementia. For a meaningful
conclusion to be drawn, there must be uniformity in definitions
of a given disease. Also, if aetiological factors are to be investigated,
what constitutes a given case must be agreed. To this end a number
of classification systems have been developed, principally ICD-10
(WHO, 1992) and DSM-IV (APA, 1994).
Sampling methods used - it is usually not possible
to examine the entire population; instead, a sample subset of
the population is investigated. However, it is important that
the sample represents the larger population in an unbiased fashion.
For example, investigating the prevalence of an illness in people
with severe intellectual disability prevents the conclusions being
generalized to people who may have mild or moderate intellectual
disability.
There are a number of sampling techniques, including:
- simple random sampling
- systematic sampling
- stratified sampling
- multi-stage sampling
- non-random sampling.
Sample size - research proposals often focus on
the practicalities of studies and do not place as much importance
as they should on the sample size of the study. The sample size
will affect whether the original hypotheses can be tested significantly,
and the researcher should undertake a power calculation before
any study is begun to determine what sample size is needed to
answer their hypotheses.
Standardization - to be able to compare and contrast
rates of any illness between areas or groups, it is important
that underlying compounding factors are controlled for, in particular,
age, sex, social class and severity of intellectual disability.
Investigatory studies - there are a number of methods
of study in epidemiology, and these may involve observational
or interventional studies. They may be restrictive, whereby the
pattern of disease in a population is described, or an analytical
planned investigation to test a
hypothesis may be undertaken. Further, studies may be retrospective
or prospective. In retrospective studies the researcher examines
past events of experiences; prospective studies involve collecting
new data. There are four main epidemiological research study types,
which are listed in Figure 2.
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FIGURE 2: EPIDEMIOLOGICAL RESEARCH METHODS
Cross-sectional study
Used to measure the prevalence of an illness or event. Observational
and descriptive. A single measurement at one moment in time.
Results usually limited by the study's inability to identify
cause or relationship
Case-control study
Usually involves two groups: one group of people with the
disease and another unaffected (control) group. The relationship
of aetiological factors for the disease can then be examined
by comparing measures between the groups. Matching of underlying
variables is an important issue. Selection of subjects needs
to be unbiased
Cohort study
A defined group of individuals is studied, usually over
a defined period of time, to ascertain the frequency with
which selected characteristics change or develop. Can be
both prospective and retrospective. Often used to ascertain
the effect of exposure to particular hazards. Can be time-consuming
and expensive, and can rapidly become out of date
Controlled clinical trial
Intervention studies that are usually prospective and experimental.
Aims to determine the effects of an intervention or therapeutic
measure. Two groups must be matched prior to any intervention:
one group is given the treatment and the other usually the
placebo. Groups are followed up over time and compared on
a number of given measures
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Specific issues in learning [intellectual] disability
Definition of caseness - how applicable accepted
standardized diagnostic criteria (ICD-10, DSM-IV) are for people
with learning [intellectual] disability has still not been fully
researched. Although in general they are applicable, caution may
be needed when using such criteria. For example, when investigating
schizophrenia, some of the requirements for diagnosis depend on
good verbal communication and an ability to verbalize intellectual
thoughts and perceptual changes. This requires a reasonable degree
of underlying intelligence, which may not be present in all people
with learning disability (see also Prasher 2003).
Difficulties in diagnosis - standardized diagnostic
assessments and tools are not readily available for the intellectual
disability population. Few have been widely accepted or have good
validity and reliability. Often the diagnostic assessment is a
clinical one and therefore subject to a high degree of interview
bias.
Behaviour-mental illness dichotomy - further investigation
is required as to whether presenting symptoms are those of a mental
illness or part of long-standing behavioural change. Such behaviour
may be secondary to an environmental situation, and may be a reaction
to a life event rather than an actual psychiatric illness.
Target population - there is a large degree of
heterogeneity in intellectual disability, with considerable variation
in underlying intellectual functioning, communication skills,
adaptive behaviour, associated mental disorders, and in the different
causes of disability. Findings from any given study may not be
directly representative of the target population.
Sample size - often the number of people with intellectual
disability available to participate in studies is limited. Once
a number of issues (e.g. ethics, consent/assent, carer agreement)
have been addressed the number of individuals recruited may be
smaller still, leading to a failure to meet the sample size suggested
by the power calculation. Therefore, the conclusions reached may
have to be treated with caution.
Direct/indirect studies - owing to limitations of
communication and intellectual impairment, subjects often cannot
participate directly in studies. The vast majority of studies
are thus observational and give limited information.
Specific epidemiological studies
Prevalence and aetiology: prevalence rates vary
depending on the study design and the population studied, but
according to the World Health Organization the true prevalence
of intellectual disability is close to 3%. Roeleveld et al. (1997)
undertook a review of prevalence studies and reported 'an enormous
gap in our knowledge about learning disability', and that many
studies were hampered by imperfections in study design, and estimates
of prevalence rates. Individuals with mild disability represent
the largest proportion (approximately 2.5% of the whole population);
moderate intellectual disability involves approximately 0.4% of
the population, and severe and profound levels combined account
for approximately 0.1% (see also Cooke 2003).
Epidemiological studies have been undertaken looking at the causes
of intellectual disability, including demographic, parental and
environmental factors. Down's syndrome, for example, occurs at
the same rate in all populations regardless of race, geographical
location or season of birth. The principal association appears
to be that of an increased rate with increasing maternal age.
A range of environmental factors have been studied, including
fluoride in drinking water, radiation and thyroid dysfunction
in mothers, but generally there is no evidence supporting an environmental
agent as a causative factor for Down's syndrome.
Mortality rates: Strauss and Eyman (1996) investigated
mortality rates in a large population of people with intellectual
disabilities. Up to the age of 35 years, mortality rates for people
with Down's syndrome were comparable with those for people with
intellectual disability due to other causes. Subsequently, however,
the mortality rates for individuals with Down's syndrome doubled
every 6.4 years, compared with 9.6 years for people without Down's
syndrome. Frid et al. (1999) investigated mortality in Down's
syndrome in relation to the presence or absence of congenital
malformations, such as heart lesions; mortality rates within 10
years of the birth were 40.6% and 23.5% respectively. The presence
of gastrointestinal malformation further increased the risk of
mortality. Common causes of death included congenital abnormalities,
neonatal complications and respiratory infections. McGuigan et
al. (1995) confirmed that the age-specific standardized mortality
rates for people with intellectual disabilities are often higher
than in the general population. This applies to both men and women.
Prevalence studies of psychiatric disorders: a
number of studies have investigated psychiatric disorders among
adults with learning [intellectual] disability (e.g. Cooper and
Bailey, 2001; Haveman et al., 1989); these have generally been
point prevalence studies.
- Cooper and Bailey (2001) assessed 207 adults with intellectual
disability, and found a psychiatric disorder rate of 49.2%.
Adults with more severe intellectual disability had higher rates
of additional psychiatric disorders.
- In contrast, Crews et al. (1994) investigated the prevalence
of psychiatric disorders in a residential population (n=1273).
Individuals were aged 10-80 years, with a mean age of 40 years.
The point prevalence rate of diagnosis based on DSM-III-R criteria
was 15.6%. Psychiatric diagnoses were more likely in individuals
with mild retardation. Affective disorder was the most common,
followed by psychotic disorder.
- Prasher (1995) investigated psychiatric disorders in 201 adults
with Down's syndrome aged 16 years and over: the rate of psychiatric
disorder was 28.9%. The commonest disorders were dementia of
Alzheimer's-type, depression, conduct disorders, and obsessive-compulsive
disorders (see also Prasher 2003).
Prevalence studies of physical disorders: a number of
studies have looked at the prevalence of physical health problems
in people with intellectual disability (e.g. Day and Jancar, 1994;
Hand, 1994). As with psychiatric studies, individuals with intellectual
disability have been recruited by different means and undergone
assessments that at times have not been defined; furthermore,
the studies have usually reported point prevalence. Hand (1994)
found that epilepsy, cerebral palsy and neurological impairment
were the commonest conditions. Forty-two per cent of those studied
reported having no major or chronic physical problems. In ageing
adults with learning disabilities, common health problems include:
- hearing and visual impairment
- mobility problems
- heart conditions
- diabetes
- fractures and osteoporosis.
Conclusion
Evidence from epidemiological studies suggests that people with
intellectual disability are more susceptible to mental and physical
illnesses than the general population. The reasons for this include
biological risk factors (such as genetic abnormalities and brain
damage) and psychological risk factors (such as stigmatization
and impaired social integration). However, it is important to
recognize the heterogeneity of this population and the inherent
difficulties in conducting high-quality epidemiological research
with people with learning difficulties.
Although interest is growing in the field of epidemiology in intellectual
disability, a number of concerns remain regarding epidemiological
methods. Several important issues require further investigation,
including:
- the incidence of physical disorders in the people with intellectual
disabilities population
- therapeutic intervention studies
- the causes of physical health morbidity.
REFERENCES
American Psychiatric Association. Diagnostic and Statistical Manual
of Mental Disorders. 4th edition (DSM-IV). Washington, DC: APA,
1994.
Cooke L B. Aetiology of Learning Disability. Psychiatry 2003;
2:8: 4-8.
Crews W D, Bonaventura S, Rowe F. Dual diagnosis: prevalence of
psychiatric disorders in a large state residential facility for
individuals with mental retardation. American Journal on Mental
Retardation 1994; 98: 688-731.
Cooper S-A, Bailey N M. Psychiatric disorders amongst adults with
learning disabilities - prevalence and relationship to ability
level.
Irish Journal of Psychological Medicine 2001; 18: 45-53.
Day K, Jancar J. Mental and physical health and ageing in mental
handicap: a review. Journal of Intellectual Disability Research
1994; 38: 241-56.
Frid C, Drott P, Lundell B, Rasmussen F, Anneren G. Mortality
in Down's syndrome in relation to congenital malformations. Journal
of Intellectual Disability Research 1999; 43: 234-41.
Hand, J.E. Report of a national survey of older people with lifelong
intellectual handicap in New Zealand. Journal of Intellectual
Disability Research 1994; 38: 275-87.
Haveman M, Maaskant M A, Sturmans F. Older Dutch residents of
institutions, with and without Down's syndrome: comparisons of
mortality and morbidity trends and motor/social functioning. Australia
and New Zealand Journal of Devopmental Disability 1989; 15: 241-55.
McGuigan S M, Hollins S, Attard M. Age-specific standardized mortality
rates in people with learning disability. Journal of Intellectual
Disability Research 1995; 39: 527-31.
Prasher V P. Prevalence of psychiatric disorders in adults with
Down's syndrome. European Journal of Psychiatry 1995; 9: 77-82.
Prasher V P. Psychiatric Morbidity in Adults with Down's Syndrome.
Psychiatry 2003; 2:8: 21-24.
Roeleveld N, Zielhuis G A, Gabreels F. The prevalence of mental
retardation: a critical review of recent literature. Developmental
Medicine and Child Neurology 1997; 39: 125-32.
Strauss D, Eyman R K. Mortality of people with mental retardation
in California with and without Down's syndrome, 1986-1991. American
Journal on Mental Retardation 1996; 100: 643-53.
World Health Organization. The ICD-10 Classification of Mental
and Behavioural Disorders: Clinical Descriptions and Diagnostic
Guidelines. Geneva: WHO, 1992.
FURTHER READING
Bouras N, ed. Mental Health in Mental Retardation: Recent Advances
and Practices. Cambridge: Cambridge University Press, 1995.
(Textbook highlighting many of the psychiatric disorders in people
with learning disability.)
Haveman M J. Epidemiological issues in mental retardation. Current
Opinion in Psychiatry 1996; 6: 305-11.
(Review article of concurrent epidemiological issues affecting
the learning-disabled population.)
Freeman C, Tyrer P. Research Methods in Psychiatry: A Beginner's
Guide. London: Royal College of Psychiatrists, 1989.
(Textbook describing basic psychiatric epidemiological principles.)
| First published in Psychiatry,
Volume 2:8, August 2003 and reprinted with the kind permission
of The Medicine Publishing Company. |
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